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ArticleEsophagus : official journal of the Japan Esophageal Society2026

Respiratory sarcopenia defined by paraspinal muscle mass and peak expiratory flow predicts postoperative pneumonia after esophagectomy for esophageal cancer: a comparison with sternocleidomastoid muscle mass.

Shota Sawai, Shinsuke Sato, Eiji Nakatani, Philip Hawke, Masato Nishida, Hiroshi Ogiso, Masaya Watanabe

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Article in Esophagus : official journal of the Japan Esophageal Society, 2026. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Not yet cited in PubMed.

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7 authors.

Shota SawaiDepartment of Rehabilitation, Shizuoka General Hospital, 4-27-1 Kitaando, Aoi-ku, Shizuoka, 420-8527, Japan. 21mr03@g.seirei.ac.jp.ORCID http://orcid.org/0000-0003-0550-7321
Shinsuke SatoDepartment of Gastroenterological Surgery, Shizuoka General Hospital, Shizuoka, Japan.
Eiji NakataniDepartment of Biostatistics and Health Data Science, Graduate School of Medical Science, Nagoya City University, Nagoya, Japan.
Philip HawkeSchool of Pharmaceutical Sciences, University of Shizuoka, Shizuoka, Japan.
Masato NishidaDepartment of Gastroenterological Surgery, Shizuoka General Hospital, Shizuoka, Japan.
Hiroshi OgisoDepartment of Rehabilitation, Shizuoka General Hospital, 4-27-1 Kitaando, Aoi-ku, Shizuoka, 420-8527, Japan.
Masaya WatanabeDepartment of Gastroenterological Surgery, Shizuoka General Hospital, Shizuoka, Japan.

Funding

No grant is acknowledged in the PubMed record.

6 · The paper itself

Abstract

backgroundSarcopenia is a predictor of postoperative pneumonia after esophagectomy. Recently, respiratory sarcopenia has been proposed as a predictor of postoperative pneumonia that captures respiratory vulnerability more directly than sarcopenia. Respiratory sarcopenia is defined by decreased respiratory muscle strength (RMS) and respiratory muscle mass (RPM). As RPM does not have an established assessment method, previous studies used skeletal muscle mass at L3, including the psoas major (PM) and paraspinal (PS) muscles. However, this may not accurately reflect respiratory muscle status. Therefore, we focused on the sternocleidomastoid (SCM) muscle, an accessory respiratory muscle. We investigated which muscle mass measure for defining respiratory sarcopenia shows the strongest association with postoperative pneumonia after esophagectomy: SCM at C3, PM at L3, or PS at L3.

methodsWe reviewed 500 patients who underwent radical subtotal esophagectomy from 2007 to 2024. Based on preoperative CT, muscle mass was calculated as the areas of the three muscles normalized by height squared. RMS was assessed by percent predicted peak expiratory flow (%PEF). Respiratory sarcopenia was defined as low %PEF and low muscle mass. Univariable and multivariable logistic regression evaluated factors associated with postoperative pneumonia.

resultsEighty patients (16.0%) developed postoperative pneumonia. In multivariable analysis, respiratory sarcopenia defined by PS mass was associated with postoperative pneumonia after adjustment for covariates (OR: 2.76, 95% CI 1.32-5.79, P = 0.007). SCM- and PM-based definitions were not significantly associated with postoperative pneumonia.

conclusionRespiratory sarcopenia defined by decreased %PEF and PS mass is associated with postoperative pneumonia after esophagectomy.

Indexed as

Esophageal neoplasmsEsophagectomyPneumoniaPostoperative complicationsRespiratory sarcopenia

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Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.