Evidence map›Paper›PMID 37716365›Full record

Trial reportThe Lancet. Respiratory medicine2023

Efficacy of a bivalent (D614 + B.1.351) SARS-CoV-2 recombinant protein vaccine with AS03 adjuvant in adults: a phase 3, parallel, randomised, modified double-blind, placebo-controlled trial.

Gustavo H Dayan, Nadine Rouphael, Stephen R Walsh, Aiying Chen, Nicole Grunenberg, Mary Allen, Johannes Antony, Kwaku Poku Asante, Amit Suresh Bhate, Tatiana Beresnev and 29 more

Registry-linked trialOpen access · bronzeAbstract readRandomized Controlled TrialClinical Trial, Phase III
In one paragraph

Trial report in The Lancet. Respiratory medicine, 2023. The graph could read no effect estimate from its abstract, so it casts no vote on the map. It is linked to trial NCT04904549 (A Parallel-group, Phase III, Multi-stage, Modified Double-blind, Multi-armed Study to Assess the Efficacy, Safety, and Immunogenicity of Two SARS-CoV-2 Adjuvanted Recombinant Protein Vaccines), which is not on this map. Cited by 25 papers.

0numbers the graph read from it
0cells of the map it votes in
25citing papers in PubMed
4.5field-weighted citation impact, top 4% of its field
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

NCT04904549 phase3terminatednot on this map

A Parallel-group, Phase III, Multi-stage, Modified Double-blind, Multi-armed Study to Assess the Efficacy, Safety, and Immunogenicity of Two SARS-CoV-2 Adjuvanted Recombinant Protein Vaccines (Monovalent and Bivalent) for Prevention Against COVID-19 in Adults 18 Years of Age and Older as a Primary Series and Open-label Extension to Assess Immunogenicity, Safety, Efficacy of a Monovalent Booster Dose of SARS-CoV2 Adjuvanted Recombinant Protein Vaccine

TypeinterventionalSponsorSanofi Pasteur, a Sanofi CompanyRan2021 to 2024Enrolled23,670ConditionsCOVID-19ArmsSARS-CoV-2 adjuvanted recombinant protein vaccine (monovalent D614) (primary series), SARS-CoV-2 adjuvanted recombinant protein vaccine (bivalent D614 + B.1.351) (primary series), Placebo, SARS-CoV-2 adjuvanted recombinant protein vaccine (monovalent B.1.351) (booster dose) >= 4 months after last vaccination, SARS-CoV-2 adjuvanted recombinant protein vaccine(monovalent D614)(primary series)& SARS-CoV-2 adjuvanted recombinant protein vaccine(monovalent B.1.351)(booster dose)>=4 months after last vaccination
3 · Its place in the literature

Who cites it

25 citing papers in PubMed, 23 citations in OpenAlex.

  1. Neutralizing Antibody Immune Correlates for a Recombinant Protein Vaccine in the COVAIL Trial.Clinical infectious diseases : an official publication of the Infectious Diseases Society of America · 2025
    Trial
  2. Article
  3. Article
  4. Article
  5. Review
  6. Acute SARS-CoV-2 infection.Nature reviews. Disease primers · 2025
    Review
  7. Article
  8. Emerging and Pandemic Pathogens: Lessons Learned From a Clinical Research Network.Clinical infectious diseases : an official publication of the Infectious Diseases Society of America · 2025
    Review
  9. Article
  10. Article
  11. Review
  12. Review
  13. Article
  14. Article
  15. Review
  16. Review
  17. Review
  18. Review
  19. Article
  20. Status of Research Funding in Nepal: A Scoping Review.JNMA; journal of the Nepal Medical Association · 2024
    Article
4 · The record

Corrections and comments

5 · Who and what money

Authors and funding

39 authors at 20 institutions in 12 countries.

Gustavo H DayanSanofi, Swiftwater, PA, USA. Electronic address: gustavo.dayan@sanofi.com.
Nadine RouphaelEmory University Hope Clinic, Atlanta, GA, USA.
Stephen R WalshHarvard Medical School, Boston, MA, USA.
Aiying ChenSanofi, Swiftwater, PA, USA.
Nicole GrunenbergFred Hutchinson Cancer Center, Seattle, WA, USA.
Mary AllenNational Institute of Allergy and Infectious Diseases / National Institutes of Health, Bethesda, MD, USA.
Johannes AntonySanofi, Frankfurt, Germany.
Kwaku Poku AsanteResearch and Development Division, Ghana Health Service, Kintampo North Municipality, Ghana.
Amit Suresh BhateJeevan Rekha Hospital, Belgavi, India.
Tatiana BeresnevNational Institute of Allergy and Infectious Diseases / National Institutes of Health, Bethesda, MD, USA.
Matthew I BonaparteSanofi, Swiftwater, PA, USA.
Médéric CelleSanofi, Marcy l'Etoile, France.
Maria Angeles CeregidoGlaxoSmithKline, Wavre, Belgium.
Lawrence CoreyFred Hutchinson Cancer Center, Seattle, WA, USA.
Dmytro DobrianskyiMedical Centre, Medical Clinic Blagomed, Kyiv, Ukraine.
Bo FuNational Institute of Allergy and Infectious Diseases / National Institutes of Health, Bethesda, MD, USA.
Marie-Helene GrilletSanofi, Lyon, France.
Maryam Keshtkar-JahromiNational Institutes of Health, Rockville, MD, USA; John Hopkins University School of Medicine, Baltimore, MD, USA.
Michal JuraskaFred Hutchinson Cancer Center, Seattle, WA, USA.
Jia Jin KeeFred Hutchinson Cancer Center, Seattle, WA, USA.
Hannah KibuukaMakerere University Walter Reed Project, Kampala, Uganda.
Marguerite KoutsoukosGlaxoSmithKline, Wavre, Belgium.
Roger MasottiSanofi, Swiftwater, PA, USA.
Nelson L MichaelWalter Reed Army Institute of Research, Silver Spring, MD, USA.
Kathleen M NeuzilUniversity of Maryland School of Medicine, Baltimore, MD, USA.
Humberto ReynalesCentro de Attencion e Investigation Medica S.A.S. - Caimed Chía, Chía, Colombia.
Merlin L RobbThe Henry M Jackson Foundation for the Advancement of Military Medicine, Bethesda, MA, USA.
Sandra M Villagómez MartínezHospital de Temixco en acuerdo con el Instituto Nacional de Pediatria, Temixco, México.
Fredrick SaweKenya Medical Research Institute - US Army Medical Research, Kericho, Kenya.
Lode SchuermanGlaxoSmithKline, Wavre, Belgium.
Tina TongNational Institute of Allergy and Infectious Diseases / National Institutes of Health, Bethesda, MD, USA.
John TreanorTunnell Government Services in support of Biomedical Advanced Research and Development Authority, Administration for Strategic Preparedness and Response, Department of Health and Human Services, Washington, DC, USA.
T Anh WartelInternational Vaccine Institute, Seoul, South Korea.
Carlos A DiazgranadosSanofi, Swiftwater, PA, USA.
Roman M ChiczSanofi, Cambridge, MA, USA.
Sanjay GurunathanSanofi, Swiftwater, PA, USA.
Stephen SavarinoSanofi, Swiftwater, PA, USA.
Saranya SridharSanofi, Reading, UK.
VAT00008 Study Team
Sanofi (United States) · USFred Hutch Cancer Center · USGlaxoSmithKline (Belgium) · BENational Institutes of Health · USInstituto Nacional de Pediatria · MXMakerere University Walter Reed Project · UGSanofi (France) · FRSanofi (Germany) · DEWalter Reed Army Institute of Research · USAdministration for Strategic Preparedness and ResponseAgency for Medicinal Products and Medical Devices of Croatia · HRGhana Health Service · GHHarvard University · USHenry M. Jackson Foundation · USHOPE Clinic · USInternational Vaccine Institute · KRKyiv City Clinical Oncology Center · UANational Institute of Allergy and Infectious Diseases · USSanofi (United Kingdom) · GBUnited States Army Medical Research Directorate - Africa · KE

Funding

LOC: HIV Vaccine Trials NetworkUM1AI068614 · NIAID · FRED HUTCHINSON CANCER RESEARCH CENTER · PI Dan H. Barouch, Lawrence Corey · 2011 to 2026
$1175.6M
Leadership and Operations Center (LOC), AIDS Clinical Trials Group (ACTG); LOC 1/UM1AI068636 · NIAID · UNIV OF NORTH CAROLINA CHAPEL HILL · PI Joseph J Eron, RAJESH T GANDHI · 2011 to 2026
$1073.1M
LOC: HIV Prevention Trials NetworkUM1AI068619 · NIAID · FAMILY HEALTH INTERNATIONAL · PI Sinead Delany-Moretlwe, RAPHAEL J LANDOVITZ · 2011 to 2026
$779.5M
LC: HIV Vaccine Trials NetworkUM1AI068618 · NIAID · FRED HUTCHINSON CANCER RESEARCH CENTER · PI Margaret Juliana McElrath · 2011 to 2026
$483.6M
SDMC: HIV Vaccine Trials NetworkUM1AI068635 · NIAID · FRED HUTCHINSON CANCER RESEARCH CENTER · PI Peter B. Gilbert, Yunda Huang · 2011 to 2026
$385.9M
Leadership Group for the Infectious Diseases Clinical Research Consortium (IDCRCLG) - Momi-Vax DMID #21-0004 {Supplement #6}UM1AI148684 · NIAID · EMORY UNIVERSITY · PI DAVID S STEPHENS · 2020 to 2026
$77.2M
Vaccine and Treatment Evaluation Units - DMID 21-0012UM1AI148576 · NIAID · EMORY UNIVERSITY · PI Nadine Georges Rouphael, Carlos del Rio · 2020 to 2026
$41.7M
Intramural NIH HHS Z99 AI999999NIAID NIH HHS UM1 AI068614NIAID NIH HHS UM1 AI068618NIAID NIH HHS UM1 AI068619NIAID NIH HHS UM1 AI068635NIAID NIH HHS UM1 AI068636NIAID NIH HHS UM1 AI148576NIAID NIH HHS UM1 AI148684
6 · The paper itself

Abstract

backgroundCOVID-19 vaccines with alternative strain compositions are needed to provide broad protection against newly emergent SARS-CoV-2 variants of concern. This study aimed to describe the clinical efficacy and safety of a bivalent SARS-CoV-2 recombinant protein vaccine as a two-injection primary series during a period of circulation of the omicron (B.1.1.529) variant.

methodsWe conducted a phase 3, parallel, randomised, modified double-blind, placebo-controlled trial in adults aged 18 years or older at 54 clinical research centres in eight countries (Colombia, Ghana, India, Kenya, Mexico, Nepal, Uganda, and Ukraine). Participants were recruited from the community and randomly assigned (1:1) by use of an interactive response technology system to receive two intramuscular 0·5 mL injections, 21 days apart, of the bivalent vaccine (5 μg of ancestral [D614] and 5 μg of beta [B.1.351] variant spike protein, with AS03 adjuvant) or placebo (0·9% normal saline). All participants, outcome assessors, and laboratory staff performing assays were masked to group assignments; those involved in the preparation and administration of the vaccines were unmasked. Participants were stratified by age (18-59 years and ≥60 years) and baseline SARS-CoV-2 rapid serodiagnostic test positivity. Symptomatic COVID-19 was defined as laboratory-confirmed (via nucleic acid amplification test or PCR test) COVID-19 with COVID-19-like illness symptoms. The primary efficacy endpoint was the clinical efficacy of the bivalent vaccine for prevention of symptomatic COVID-19 at least 14 days after the second injection (dose 2). Safety was assessed in all participants receiving at least one injection of the study vaccine or placebo. This trial is registered with ClinicalTrials.gov (NCT04904549) and is closed to recruitment.

findingsBetween Oct 19, 2021, and Feb 15, 2022, 13 002 participants were enrolled and randomly assigned to receive the first dose of the study vaccine (n=6512) or placebo (n=6490). 12 924 participants (6472 in the vaccine group and 6452 in the placebo group) received at least one study injection, of whom 7542 (58·4%) were male and 9693 (75·0%) were SARS-CoV-2 non-naive. Of these 12 924 participants, 11 543 (89·3%) received both study injections (5788 in the vaccine group and 5755 in the placebo group). The efficacy-evaluable population after dose 2 comprised 11 416 participants (5736 in the vaccine group and 5680 in the placebo group). The median duration of follow-up was 85 days (IQR 50-95) after dose 1 and 58 days (29-70) after dose 2. 121 symptomatic COVID-19 cases were reported at least 14 days after dose 2 (32 in the vaccine group and 89 in the placebo group), with an overall vaccine efficacy of 64·7% (95% CI 46·6 to 77·2). Vaccine efficacy against symptomatic COVID-19 was 75·1% (95% CI 56·3 to 86·6) in SARS-CoV-2 non-naive participants and 30·9% (-39·3 to 66·7) in SARS-CoV-2-naive participants. Viral genome sequencing identified the infecting strain in 68 (56·2%) of 121 cases (omicron [BA.1 and BA.2] in 63; delta in four; and both omicron and delta in one). Immediate unsolicited adverse events were reported by four (<0·1%) participants in the vaccine group and seven (0·1%) participants in the placebo group. Immediate unsolicited adverse reactions within 30 min after any injection were reported by four (<0·1%) participants in the vaccine group and six (<0·1%) participants in the placebo group. In the reactogenicity subset with available data, solicited reactions (solicited injection-site reactions and solicited systemic reactions) within 7 days after any injection occurred in 1398 (57·8%) of 2420 vaccine recipients and 983 (40·9%) of 2403 placebo recipients. Grade 3 solicited reactions were reported by 196 (8·1%; 95% CI 7·0 to 9·3) of 2420 vaccine recipients and 118 (4·9%; 4·1 to 5·9) of 2403 placebo recipients within 7 days after any injection, with comparable frequencies after dose 1 and dose 2 in the vaccine group. At least one serious adverse event occurred in 30 (0·5%) participants in the vaccine group and 26 (0·4%) in the placebo group. The proportion of adverse events of special interest and deaths was less than 0·1% in both study groups. No adverse event of special interest, serious adverse event, or death was deemed to be treatment related. There were no reported cases of thrombosis with thrombocytopenia syndrome, myocarditis, pericarditis, Bell's Palsy, or Guillain-Barré syndrome, or other immune-mediated diseases.

interpretationThe bivalent variant vaccine conferred heterologous protection against symptomatic SARS-CoV-2 infection in the epidemiological context of the circulating contemporary omicron variant. These findings suggest that vaccines developed with an antigen from a non-predominant strain could confer cross-protection against newly emergent SARS-CoV-2 variants, although further investigation is warranted.

fundingSanofi, US Biomedical Advanced Research and Development Authority, and the US National Institute of Allergy and Infectious Diseases.

Indexed as

COVID-19VaccinesAdolescentAdultalpha-TocopherolCOVID-19 VaccinesDouble-Blind MethodDrug CombinationsFemaleHumansMaleMiddle AgedPolysorbatesSARS-CoV-2SqualeneVaccines, Combinedalpha-TocopherolAS03 adjuvantCOVID-19 VaccinesDrug CombinationsPolysorbatesSqualeneVaccinesVaccines, Combined

Identifiers

PMID37716365
PMCPMC10872639
OpenAlexW4386700321

What OpenQuestion holds

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Registered trials

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.