Evidence map›Paper›PMID 36791660›Full record

ArticleEBioMedicine2023

Algorithmic encoding of protected characteristics in chest X-ray disease detection models.

Ben Glocker, Charles Jones, Mélanie Bernhardt, Stefan Winzeck

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Article in EBioMedicine, 2023. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 31 papers.

0numbers the graph read from it
0cells of the map it votes in
31citing papers in PubMed
–field-weighted citation impact
1 · What the graph read from it

What it found

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The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

31 citing papers in PubMed.

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  15. Towards objective and systematic evaluation of bias in artificial intelligence for medical imaging.Journal of the American Medical Informatics Association : JAMIA · 2024
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  16. Review
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  20. [Ethics and artificial intelligence].Radiologie (Heidelberg, Germany) · 2024
    Article
4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

4 authors.

Ben GlockerDepartment of Computing, Imperial College London, London, SW7 2AZ, UK. Electronic address: b.glocker@imperial.ac.uk.
Charles JonesDepartment of Computing, Imperial College London, London, SW7 2AZ, UK.
Mélanie BernhardtDepartment of Computing, Imperial College London, London, SW7 2AZ, UK.
Stefan WinzeckDepartment of Computing, Imperial College London, London, SW7 2AZ, UK.

Funding

No grant is acknowledged in the PubMed record.

6 · The paper itself

Abstract

backgroundIt has been rightfully emphasized that the use of AI for clinical decision making could amplify health disparities. An algorithm may encode protected characteristics, and then use this information for making predictions due to undesirable correlations in the (historical) training data. It remains unclear how we can establish whether such information is actually used. Besides the scarcity of data from underserved populations, very little is known about how dataset biases manifest in predictive models and how this may result in disparate performance. This article aims to shed some light on these issues by exploring methodology for subgroup analysis in image-based disease detection models.

methodsWe utilize two publicly available chest X-ray datasets, CheXpert and MIMIC-CXR, to study performance disparities across race and biological sex in deep learning models. We explore test set resampling, transfer learning, multitask learning, and model inspection to assess the relationship between the encoding of protected characteristics and disease detection performance across subgroups.

findingsWe confirm subgroup disparities in terms of shifted true and false positive rates which are partially removed after correcting for population and prevalence shifts in the test sets. We find that transfer learning alone is insufficient for establishing whether specific patient information is used for making predictions. The proposed combination of test-set resampling, multitask learning, and model inspection reveals valuable insights about the way protected characteristics are encoded in the feature representations of deep neural networks.

interpretationSubgroup analysis is key for identifying performance disparities of AI models, but statistical differences across subgroups need to be taken into account when analyzing potential biases in disease detection. The proposed methodology provides a comprehensive framework for subgroup analysis enabling further research into the underlying causes of disparities.

fundingEuropean Research Council Horizon 2020, UK Research and Innovation.

Indexed as

Deep LearningAlgorithmsHumansNeural Networks, ComputerRadiographyX-RaysAlgorithmic biasArtificial intelligenceImage-based disease detectionSubgroup disparities

Identifiers

PMID36791660
PMCPMC10025760

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Textfull text, public
LicenceCC BY
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Read underepoch 390

Registered trials

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Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.