Evidence map›Paper›PMID 35022173›Full record

SynthesisBMJ open2022

Statistical methods for non-adherence in non-inferiority trials: useful and used? A systematic review.

Matthew Dodd, Katherine Fielding, James R Carpenter, Jennifer A Thompson, Diana Elbourne

Abstract readSystematic Review
In one paragraph

Synthesis in BMJ open, 2022. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 7 papers, 1 of them a synthesis that pooled it.

0numbers the graph read from it
0cells of the map it votes in
7citing papers in PubMed, 1 pooled it
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

7 citing papers in PubMed, 1 synthesis or guideline pooled it.

  1. Pooled it
  2. Clinical equivalence and non-inferiority within health technology assessment.The European journal of health economics : HEPAC : health economics in prevention and care · 2026
    Article
  3. Article
  4. Article
  5. Article
  6. Understanding Study Drug Discontinuation Through EUCLID.Frontiers in cardiovascular medicine · 2022
    Article
  7. Pharmaceutical statistics
    Article
4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

5 authors.

Matthew DoddDepartment of Medical Statistics, London School of Hygiene & Tropical Medicine, London, UK matthew.dodd@lshtm.ac.uk.ORCID 0000-0002-6207-6604
Katherine FieldingDepartment of Infectious Disease Epidemiology, London School of Hygiene & Tropical Medicine, London, UK.ORCID 0000-0002-6524-3754
James R CarpenterDepartment of Medical Statistics, London School of Hygiene & Tropical Medicine, London, UK.ORCID 0000-0003-3890-6206
Jennifer A ThompsonDepartment of Infectious Disease Epidemiology, London School of Hygiene & Tropical Medicine, London, UK.ORCID 0000-0002-3068-3952
Diana ElbourneDepartment of Medical Statistics, London School of Hygiene & Tropical Medicine, London, UK.ORCID 0000-0003-3044-4545

Funding

Medical Research Council MC_UU_00004/07Medical Research Council MC_UU_12023/21Medical Research Council MC_UU_12023/29Medical Research Council MR/R010161/1
6 · The paper itself

Abstract

backgroundIn non-inferiority trials with non-adherence to interventions (or non-compliance), intention-to-treat and per-protocol analyses are often performed; however, non-random non-adherence generally biases these estimates of efficacy.

objectiveTo identify statistical methods that adjust for the impact of non-adherence and thus estimate the causal effects of experimental interventions in non-inferiority trials.

designA systematic review was conducted by searching the Ovid MEDLINE database (31 December 2020) to identify (1) randomised trials with a primary analysis for non-inferiority that applied (or planned to apply) statistical methods to account for the impact of non-adherence to interventions, and (2) methodology papers that described such statistical methods and included a non-inferiority trial application. OUTCOMES: The statistical methods identified, their impacts on non-inferiority conclusions, and their advantages/disadvantages.

resultsA total of 24 papers were included (4 protocols, 13 results papers and 7 methodology papers) reporting relevant methods on 26 occasions. The most common were instrumental variable approaches (n=9), including observed adherence as a covariate within a regression model (n=3), and modelling adherence as a time-varying covariate in a time-to-event analysis (n=3). Other methods included rank preserving structural failure time models and inverse-probability-of-treatment weighting. The methods identified in protocols and results papers were more commonly specified as sensitivity analyses (n=13) than primary analyses (n=3). Twelve results papers included an alternative analysis of the same outcome; conclusions regarding non-inferiority were in agreement on six occasions and could not be compared on six occasions (different measures of effect or results not provided in full).

conclusionsAvailable statistical methods which attempt to account for the impact of non-adherence to interventions were used infrequently. Therefore, firm inferences about their influence on non-inferiority conclusions could not be drawn. Since intention-to-treat and per-protocol analyses do not guarantee unbiased conclusions regarding non-inferiority, the methods identified should be considered for use in sensitivity analyses. PROSPERO REGISTRATION NUMBER: CRD42020177458.

Indexed as

BiasHumansgeneral medicine (see internal medicine)public healthstatistics & research methods

Identifiers

PMID35022173
PMCPMC8756274

What OpenQuestion holds

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Registered trials

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Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.