Evidence map›Paper›PMID 34231029›Full record

ArticleScience and engineering ethics2021

Ethics-Based Auditing of Automated Decision-Making Systems: Nature, Scope, and Limitations.

Jakob Mökander, Jessica Morley, Mariarosaria Taddeo, Luciano Floridi

Abstract read
In one paragraph

Article in Science and engineering ethics, 2021. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 14 papers.

0numbers the graph read from it
0cells of the map it votes in
14citing papers in PubMed
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

14 citing papers in PubMed.

  1. Article
  2. Article
  3. Liability in Telesurgery: Navigating Legal, Ethical, and Cross-Border Challenges in the Era of Global Surgical Care.Medical principles and practice : international journal of the Kuwait University, Health Science Centre · 2026
    Review
  4. Frontier AI developers need an internal audit function.Risk analysis : an official publication of the Society for Risk Analysis · 2025
    Article
  5. Article
  6. Article
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4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

4 authors.

Jakob MökanderOxford Internet Institute, University of Oxford, 1 St Giles', Oxford, OX1 3JS, UK. jakob.mokander@oii.ox.ac.uk.ORCID 0000-0002-8691-2582
Jessica MorleyOxford Internet Institute, University of Oxford, 1 St Giles', Oxford, OX1 3JS, UK.ORCID 0000-0001-5221-4770
Mariarosaria TaddeoOxford Internet Institute, University of Oxford, 1 St Giles', Oxford, OX1 3JS, UK.ORCID 0000-0002-1181-649X
Luciano FloridiOxford Internet Institute, University of Oxford, 1 St Giles', Oxford, OX1 3JS, UK.ORCID 0000-0002-5444-2280

Funding

Wellcome Trust
6 · The paper itself

Abstract

Important decisions that impact humans lives, livelihoods, and the natural environment are increasingly being automated. Delegating tasks to so-called automated decision-making systems (ADMS) can improve efficiency and enable new solutions. However, these benefits are coupled with ethical challenges. For example, ADMS may produce discriminatory outcomes, violate individual privacy, and undermine human self-determination. New governance mechanisms are thus needed that help organisations design and deploy ADMS in ways that are ethical, while enabling society to reap the full economic and social benefits of automation. In this article, we consider the feasibility and efficacy of ethics-based auditing (EBA) as a governance mechanism that allows organisations to validate claims made about their ADMS. Building on previous work, we define EBA as a structured process whereby an entity's present or past behaviour is assessed for consistency with relevant principles or norms. We then offer three contributions to the existing literature. First, we provide a theoretical explanation of how EBA can contribute to good governance by promoting procedural regularity and transparency. Second, we propose seven criteria for how to design and implement EBA procedures successfully. Third, we identify and discuss the conceptual, technical, social, economic, organisational, and institutional constraints associated with EBA. We conclude that EBA should be considered an integral component of multifaced approaches to managing the ethical risks posed by ADMS.

Indexed as

Artificial intelligenceAuditingAutomated decision-makingEthicsGovernance

Identifiers

PMID34231029
PMCPMC8260507

What OpenQuestion holds

Textmetadata
LicenceCC BY
Read underepoch 390

Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.