Evidence map›Paper›PMID 33887209›Full record

Trial reportThe Lancet. Infectious diseases2021

Safety and immunogenicity of SARS-CoV-2 recombinant protein vaccine formulations in healthy adults: interim results of a randomised, placebo-controlled, phase 1-2, dose-ranging study.

Paul A Goepfert, Bo Fu, Anne-Laure Chabanon, Matthew I Bonaparte, Matthew G Davis, Brandon J Essink, Ian Frank, Owen Haney, Helene Janosczyk, Michael C Keefer and 12 more

Erratum issued Registry-linked trialOpen access · bronzeAbstract readClinical Trial, Phase IClinical Trial, Phase IIRandomized Controlled Trial
In one paragraph

Trial report in The Lancet. Infectious diseases, 2021. The graph could read no effect estimate from its abstract, so it casts no vote on the map. An erratum has been issued. It is linked to trial NCT04537208 (Immunogenicity and Safety of SARS-CoV-2 Recombinant Protein Vaccine Formulations), which is not on this map. Cited by 80 papers, 7 of them syntheses that pooled it.

0numbers the graph read from it
0cells of the map it votes in
80citing papers in PubMed, 7 pooled it
7.4field-weighted citation impact, top 2% of its field
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

NCT04537208 phase1 / phase2completednot on this map

Immunogenicity and Safety of SARS-CoV-2 Recombinant Protein Vaccine Formulations (With or Without Adjuvant) in Healthy Adults 18 Years of Age and Older

TypeinterventionalSponsorSanofi Pasteur, a Sanofi CompanyRan2020 to 2021Enrolled441ConditionsCOVID-19 (Healthy Volunteers)ArmsCoV2 preS dTM-AF03 (low-dose), CoV2 preS dTM-AF03 (high-dose), CoV2 preS dTM-AS03 (low-dose), CoV2 preS dTM-AS03 (high-dose), CoV2 preS dTM (high-dose) without adjuvant
3 · Its place in the literature

Who cites it

80 citing papers in PubMed, 7 syntheses or guidelines pooled it, 123 citations in OpenAlex.

  1. Pooled it
  2. Efficacy and safety of COVID-19 vaccines.The Cochrane database of systematic reviews · 2022
    Pooled it
  3. Pooled it
  4. Pooled it
  5. Pooled it
  6. Pooled it
  7. Pooled it
  8. Trial
  9. Trial
  10. Trial
  11. Trial
  12. Trial
  13. Article
  14. Developing the next-generation of adenoviral vector vaccines.Human vaccines & immunotherapeutics · 2025
    Review
  15. Article
  16. Article
  17. Article
  18. Nano-Emulsion Incorporating Squalene and MnInternational journal of nanomedicine · 2025
    Article
  19. Review
  20. Article

20 more citing papers are in PubMed but not listed here.

4 · The record

Corrections and comments

5 · Who and what money

Authors and funding

22 authors at 10 institutions in 3 countries.

Paul A GoepfertDepartment of Medicine, University of Alabama at Birmingham, AL, USA.
Bo FuSanofi Pasteur, Swiftwater, PA, USA.
Anne-Laure ChabanonSanofi Pasteur, Lyon, France.
Matthew I BonaparteSanofi Pasteur, Swiftwater, PA, USA.
Matthew G DavisRochester Clinical Research, Rochester, NY, USA.
Brandon J EssinkMeridian Clinical Research, Omaha, NE, USA.
Ian FrankDivision of Infectious Diseases, Perelman School of Medicine, University of Pennsylvania, Philadelphia, PA, USA.
Owen HaneySanofi Pasteur, Swiftwater, PA, USA.
Helene JanosczykSanofi Pasteur, Swiftwater, PA, USA.
Michael C KeeferUniversity of Rochester, School of Medicine and Dentistry, Rochester, NY, USA.
Marguerite KoutsoukosGlaxoSmithKline Vaccines, Wavre, Belgium.
Murray A KimmelOptimal Research, Melbourne, FL, USA.
Roger MasottiSanofi Pasteur, Swiftwater, PA, USA.
Stephen J SavarinoSanofi Pasteur, Swiftwater, PA, USA.
Lode SchuermanGlaxoSmithKline Vaccines, Wavre, Belgium.
Howard SchwartzResearch Centers of America, Hollywood, FL, USA.
Lawrence D SherPeninsula Research Associates, Rolling Hills Estates, CA, USA.
Jon SmithSanofi Pasteur, Swiftwater, PA, USA.
Fernanda Tavares-Da-SilvaGlaxoSmithKline Vaccines, Wavre, Belgium.
Sanjay GurunathanSanofi Pasteur, Swiftwater, PA, USA.
Carlos A DiazGranadosSanofi Pasteur, Swiftwater, PA, USA.
Guy de BruynSanofi Pasteur, Swiftwater, PA, USA. Electronic address: guy.debruyn@sanofi.com.
Sanofi (United States) · USGlaxoSmithKline (Belgium) · BECancer Treatment Centers of America · USMeridian Clinical Research · USOptimal Solutions (United States) · USPeninsula Research · USSanofi (France) · FRUniversity of Alabama at Birmingham · USUniversity of Pennsylvania · USUniversity of Rochester · US

Funding

University of Rochester HIV/AIDS Clinical Trials Unit Administrative SupplementUM1AI069511 · NIAID · UNIVERSITY OF ROCHESTER · PI Paul R Bohjanen, MICHAEL C KEEFER · 2012 to 2026
$25.7M
HHS HHSO100201600005INIAID NIH HHS UM1 AI069511
6 · The paper itself

Abstract

backgroundCoV2 preS dTM is a stabilised pre-fusion spike protein vaccine produced in a baculovirus expression system being developed against SARS-CoV-2. We present interim safety and immunogenicity results of the first-in-human study of the CoV2 preS dTM vaccine with two different adjuvant formulations.

methodsThis phase 1-2, randomised, double-blind study is being done in healthy, SARS-CoV-2-seronegative adults in ten clinical research centres in the USA. Participants were stratified by age (18-49 years and ≥50 years) and randomly assigned using an interactive response technology system with block randomisation (blocks of varying size) to receive one dose (on day 1) or two doses (on days 1 and 22) of placebo or candidate vaccine, containing low-dose (effective dose 1·3 μg) or high-dose (2·6 μg) antigen with adjuvant AF03 (Sanofi Pasteur) or AS03 (GlaxoSmithKline) or unadjuvanted high-dose antigen (18-49 years only). Primary endpoints were safety, assessed up to day 43, and immunogenicity, measured as SARS-C0V-2 neutralising antibodies (geometric mean titres), assessed on days 1, 22, and 36 serum samples. Safety was assessed according to treatment received in the safety analysis set, which included all randomly assigned participants who received at least one dose. Neutralising antibody titres were assessed in the per-protocol analysis set for immunogenicity, which included participants who received at least one dose, met all inclusion and exclusion criteria, had no protocol deviation, had negative results in the neutralisation test at baseline, and had at least one valid post-dose serology sample. This planned interim analysis reports data up to 43 days after the first vaccination; participants in the trial will be followed up for 12 months after the last study injection. This trial is registered with ClinicalTrials.gov, NCT04537208, and is ongoing.

findingsBetween Sept 3 and Sept 29, 2020, 441 individuals (299 aged 18-49 years and 142 aged ≥50 years) were randomly assigned to one of the 11 treatment groups. The interim safety analyses included 439 (>99%) of 441 randomly assigned participants (299 aged 18-49 years and 140 aged ≥50 years). Neutralising antibody titres were analysed in 326 (74%) of 441 participants (235 [79%] of 299 aged 18-49 years and 91 [64%] of 142 aged ≥50 years). There were no vaccine-related unsolicited immediate adverse events, serious adverse events, medically attended adverse events classified as severe, or adverse events of special interest. Among all study participants, solicited local and systemic reactions of any grade after two vaccine doses were reported in 81% (95% CI 61-93; 21 of 26) of participants in the low-dose plus AF03 group, 93% (84-97; 74 of 80) in the low-dose plus AS03 group, 89% (70-98; 23 of 26) in the high-dose plus AF03 group, 95% (88-99; 81 of 85) in the high-dose plus AS03 group, 29% (10-56; five of 17) in the unadjuvanted high-dose group, and 21% (8-40; six of 29) in the placebo group. A single vaccine dose did not generate neutralising antibody titres above placebo levels in any group at days 22 or 36. Among participants aged 18-49 years, neutralising antibody titres after two vaccine doses were 13·1 (95% CI 6·40-26·9) in the low-dose plus AF03 group, 20·5 (13·1-32·1) in the low-dose plus AS03 group, 43·2 (20·6-90·4) in the high-dose plus AF03 group, 75·1 (50·5-112·0) in the high-dose plus AS03 group, 5·00 (not calculated) in the unadjuvanted high-dose group, and 5·00 (not calculated) in the placebo group. Among participants aged 50 years or older, neutralising antibody titres after two vaccine doses were 8·62 (1·90-39·0) in the low-dose plus AF03 group, 12·9 (7·09-23·4) in the low-dose plus AS03 group, 12·3 (4·35-35·0) in the high-dose plus AF03 group, 52·3 (25·3-108·0) in the high-dose plus AS03 group, and 5·00 (not calculated) in the placebo group.

interpretationThe lower than expected immune responses, especially in the older age groups, and the high reactogenicity after dose two were probably due to higher than anticipated host-cell protein content and lower than planned antigen doses in the formulations tested, which was discovered during characterisation studies on the final bulk drug substance. Further development of the AS03-adjuvanted candidate vaccine will focus on identifying the optimal antigen formulation and dose.

fundingSanofi Pasteur and Biomedical Advanced Research and Development Authority.

Indexed as

Immunogenicity, VaccineAdjuvants, ImmunologicAdultAntibodies, NeutralizingAntibodies, ViralCOVID-19COVID-19 VaccinesDouble-Blind MethodFemaleHumansMaleMiddle AgedRecombinant ProteinsSARS-CoV-2Spike Glycoprotein, CoronavirusUnited StatesAdjuvants, ImmunologicAntibodies, NeutralizingAntibodies, ViralCOVID-19 VaccinesRecombinant ProteinsSpike Glycoprotein, Coronavirusspike protein, SARS-CoV-2

Identifiers

PMID33887209
PMCPMC8055206
OpenAlexW3152885607

What OpenQuestion holds

Textmetadata
Read underepoch 390

Registered trials

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.