Evidence map›Paper›PMID 32964514›Full record

ReviewPharmacoepidemiology and drug safety2020

Methods for external control groups for single arm trials or long-term uncontrolled extensions to randomized clinical trials.

John D Seeger, Kourtney J Davis, Michelle R Iannacone, Wei Zhou, Nancy Dreyer, Almut G Winterstein, Nancy Santanello, Barry Gertz, Jesse A Berlin

Open access · hybridAbstract readReview
In one paragraph

Review in Pharmacoepidemiology and drug safety, 2020. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 42 papers, 1 of them a synthesis that pooled it.

0numbers the graph read from it
0cells of the map it votes in
42citing papers in PubMed, 1 pooled it
5.7field-weighted citation impact, top 3% of its field
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

42 citing papers in PubMed, 1 synthesis or guideline pooled it, 63 citations in OpenAlex.

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  12. Real-World Data and Causal Machine Learning to Enhance Drug Development.Therapeutic innovation & regulatory science · 2025
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4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

9 authors at 7 institutions in 1 country.

John D SeegerLife Sciences Epidemiology, Optum, Boston, Massachusetts, USA.ORCID 0000-0002-8020-3144
Kourtney J DavisGlobal Epidemiology, Johnson & Johnson, Titusville, New Jersey, USA.
Michelle R IannaconeCenter for Biologics Evaluation and Research, U.S. Food and Drug Administration, Silver Spring, Maryland, USA.
Wei ZhouPharmacoepidemiology, Merck & Co., Inc., Kenilworth, New Jersey, USA.
Nancy DreyerReal-World Solutions, IQVIA, Cambridge, Massachusetts, USA.
Almut G WintersteinUniversity of Florida, Gainesville, Florida, USA.
Nancy SantanelloNancy Santanello Research Consultant, Philadelphia, Pennsylvania, USA.
Barry GertzBlackstone, Cambridge, Massachusetts, USA.
Jesse A BerlinGlobal Epidemiology, Johnson & Johnson, Titusville, New Jersey, USA.
Johnson & Johnson (United States) · USBlackstone (United States) · USCenter for Biologics Evaluation and Research · USIQVIA (United States) · USMerck & Co., Inc., Rahway, NJ, USA (United States) · USNew England College of Optometry · USUniversity of Florida · US

Funding

No grant is acknowledged in the PubMed record.

6 · The paper itself

Abstract

purposeClinical trials compare outcomes among patients receiving study treatment with comparators drawn from the same source. These internal controls are missing in single arm trials and from long-term extensions (LTE) of trials including only the treatment arm. An external control group derived from a different setting is then required to assess safety or effectiveness.

methodsWe present examples of external control groups that demonstrate some of the issues that arise and make recommendations to address them through careful assessment of the data source fitness for use, design, and analysis steps.

resultsInclusion and exclusion criteria and context that produce a trial population may result in trial patients with different clinical characteristics than are present in an external comparison group. If these differences affect the risk of outcomes, then a comparison of outcome occurrence will be confounded. Further, patients who continue into LTE may differ from those initially entering the trial due to treatment effects. Application of appropriate methods is needed to make valid inferences when such treatment or selection effects are present. Outcome measures in a trial may be ascertained and defined differently from what can be obtained in an external comparison group. Differences in sensitivity and specificity for identification or measurement of study outcomes leads to information bias that can also invalidate inferences.

conclusionThis review concentrates on threats to the valid use of external control groups both in the scenarios of single arm trials and LTE of randomized controlled trials, along with methodological approaches to mitigate them.

Indexed as

Control GroupsRandomized Controlled Trials as TopicBiasHumansexternal controllong-term extension (LTE)pharmacoepidemiologyreal world data (RWD)single-arm RCT

Identifiers

PMID32964514
PMCPMC7756307
OpenAlexW3088938060

What OpenQuestion holds

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LicenceCC BY
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Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.