Evidence map›Paper›PMID 32434933›Full record

ArticleBMJ open2020

An instrument for assessing the quality of informed consent documents for elective procedures: development and testing.

Erica S Spatz, Lisa G Suter, Elizabeth George, Mallory Perez, Leslie Curry, Vrunda Desai, Haikun Bao, Lori L Geary, Jeph Herrin, Zhenqiu Lin and 2 more

Abstract read
In one paragraph

Article in BMJ open, 2020. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 8 papers, 1 of them a synthesis that pooled it.

0numbers the graph read from it
0cells of the map it votes in
8citing papers in PubMed, 1 pooled it
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

8 citing papers in PubMed, 1 synthesis or guideline pooled it.

  1. Pooled it
  2. The Function of Non-invasive Prenatal Testing (NIPT) Request Forms in the Australian Context.Health care analysis : HCA : journal of health philosophy and policy · 2026
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4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

12 authors.

Erica S SpatzSection of Cardiovascular Medicine, Yale School of Medicine, New Haven, Connecticut, USA erica.spatz@yale.edu.ORCID 0000-0002-1557-7713
Lisa G SuterYale-New Haven Health Center for Outcomes Research and Evaluation, Yale School of Medicine, New Haven, Connecticut, USA.
Elizabeth GeorgeSchool of Medicine, Quinnipiac University, Hamden, Connecticut, USA.
Mallory PerezDartmouth College Geisel School of Medicine, Hanover, New Hampshire, USA.
Leslie CurryRobert Wood Johnson Foundation Clinical Scholars Program, Yale School of Medicine, New Haven, Connecticut, USA.ORCID 0000-0002-3419-4654
Vrunda DesaiObstetrics and Gynecology, Yale School of Medicine, New Haven, Connecticut, USA.
Haikun BaoYale-New Haven Health Center for Outcomes Research and Evaluation, Yale School of Medicine, New Haven, Connecticut, USA.
Lori L GearyYale-New Haven Health Center for Outcomes Research and Evaluation, Yale School of Medicine, New Haven, Connecticut, USA.
Jeph HerrinSection of Cardiovascular Medicine, Yale School of Medicine, New Haven, Connecticut, USA.
Zhenqiu LinYale-New Haven Health Center for Outcomes Research and Evaluation, Yale School of Medicine, New Haven, Connecticut, USA.
Susannah M BernheimYale-New Haven Health Center for Outcomes Research and Evaluation, Yale School of Medicine, New Haven, Connecticut, USA.
Harlan M KrumholzSection of Cardiovascular Medicine, Yale School of Medicine, New Haven, Connecticut, USA.ORCID 0000-0003-2046-127X

Funding

Yale Clinical and Translational Science Award (U Component)UL1TR001863 · NCATS · YALE UNIVERSITY · PI John H. Krystal, LUCILA OHNO-MACHADO · 2016 to 2026
$102.9M
Yale Transdisciplinary Collaborative Center for Health Disparities Research (YALE-TCC)U54MD010711 · NIMHD · YALE UNIVERSITY · PI NUNEZ-SMITH, MARCELLA · 2016 to 2021
$14.4M
Yale-CORE Career Development Program in Patient-Centered Outcomes ResearchK12HS023000 · AHRQ · YALE UNIVERSITY · PI KRUMHOLZ, HARLAN MARC · 2014 to 2018
$3.4M
SCH: INT: A Context-aware Cuff-less Wearable Ambulatory Blood Pressure Monitor using a Bio-Impedance Sensor ArrayR01EB028106 · NIBIB · TEXAS ENGINEERING EXPERIMENT STATION · PI JAFARI, ROOZBEH · 2018 to 2021
$1.2M
AHRQ HHS K12 HS023000NCATS NIH HHS UL1 TR001863NIBIB NIH HHS R01 EB028106NIMHD NIH HHS U54 MD010711
6 · The paper itself

Abstract

objectiveTo develop a nationally applicable tool for assessing the quality of informed consent documents for elective procedures.

designMixed qualitative-quantitative approach.

settingConvened seven meetings with stakeholders to obtain input and feedback on the tool.

participantsTeam of physician investigators, measure development experts, and a working group of nine patients and patient advocates (caregivers, advocates for vulnerable populations and patient safety experts) from different regions of the country.

interventionsWith stakeholder input, we identified elements of high-quality informed consent documents, aggregated into three domains: content, presentation and timing. Based on this comprehensive taxonomy of key elements, we convened the working group to offer input on the development of an abstraction tool to assess the quality of informed consent documents in three phases: (1) selecting the highest-priority elements to be operationalised as items in the tool; (2) iteratively refining and testing the tool using a sample of qualifying informed consent documents from eight hospitals; and (3) developing a scoring approach for the tool. Finally, we tested the reliability of the tool in a subsample of 250 informed consent documents from 25 additional hospitals. OUTCOMES: Abstraction tool to evaluate the quality of informed consent documents.

resultsWe identified 53 elements of informed consent quality; of these, 15 were selected as highest priority for inclusion in the abstraction tool and 8 were feasible to measure. After seven cycles of iterative development and testing of survey items, and development and refinement of a training manual, two trained raters achieved high item-level agreement, ranging from 92% to 100%.

conclusionsWe identified key quality elements of an informed consent document and operationalised the highest-priority elements to define a minimum standard for informed consent documents. This tool is a starting point that can enable hospitals and other providers to evaluate and improve the quality of informed consent.

Indexed as

Consent FormsElective Surgical ProceduresInformed ConsentHumansReproducibility of ResultsResearch DesignSurveys and Questionnaireselective surgeryinformed consentpatient autonomy

Identifiers

PMID32434933
PMCPMC7247404

What OpenQuestion holds

Textmetadata
LicenceCC BY-NC
Read underepoch 390

Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.