Evidence map›Paper›PMID 32025338›Full record

ArticleResearch integrity and peer review2020

The acceptability of using a lottery to allocate research funding: a survey of applicants.

Mengyao Liu, Vernon Choy, Philip Clarke, Adrian Barnett, Tony Blakely, Lucy Pomeroy

Open access · goldAbstract read
In one paragraph

Article in Research integrity and peer review, 2020. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 17 papers.

0numbers the graph read from it
0cells of the map it votes in
17citing papers in PubMed
8.7field-weighted citation impact, top 2% of its field
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

17 citing papers in PubMed, 70 citations in OpenAlex.

  1. Article
  2. Article
  3. Alternative models of funding curiosity-driven research.Proceedings of the National Academy of Sciences of the United States of America · 2025
    Article
  4. Article
  5. Article
  6. A new approach to grant review assessments: score, then rank.Research integrity and peer review · 2023
    Article
  7. Article
  8. A normative theory of luck.Frontiers in psychology · 2023
    Article
  9. Article
  10. Article
  11. Article
  12. Article
  13. Article
  14. Article
  15. Article
  16. Article
  17. Article
4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

6 authors at 4 institutions in 3 countries.

Mengyao Liu1Health Research Council of New Zealand, Auckland, New Zealand.
Vernon Choy1Health Research Council of New Zealand, Auckland, New Zealand.
Philip Clarke2Health Economics Research Centre, Nuffield Department of Population Health, University of Oxford, Oxford, UK.
Adrian Barnett3Institute of Health and Biomedical Innovation & School of Public Health and Social Work, Queensland University of Technology, Brisbane, Queensland Australia.ORCID 0000-0001-6339-0374
Tony Blakely4Melbourne School of Population and Global Health, University of Melbourne, Melbourne, Victoria Australia.
Lucy Pomeroy1Health Research Council of New Zealand, Auckland, New Zealand.
Auckland Council · NZQueensland University of Technology · AUThe University of Melbourne · AUUniversity of Oxford · GB

Funding

No grant is acknowledged in the PubMed record.

6 · The paper itself

Abstract

backgroundThe Health Research Council of New Zealand is the first major government funding agency to use a lottery to allocate research funding for their Explorer Grant scheme. This is a somewhat controversial approach because, despite the documented problems of peer review, many researchers believe that funding should be allocated solely using peer review, and peer review is used almost ubiquitously by funding agencies around the world. Given the rarity of alternative funding schemes, there is interest in hearing from the first cohort of researchers to ever experience a lottery. Additionally, the Health Research Council of New Zealand wanted to hear from applicants about the acceptability of the randomisation process and anonymity of applicants.

methodsThis paper presents the results of a survey of Health Research Council applicants from 2013 to 2019. The survey asked about the acceptability of using a lottery and if the lottery meant researchers took a different approach to their application.

resultsThe overall response rate was 39% (126 of 325 invites), with 30% (76 of 251) from applicants in the years 2013 to 2018, and 68% (50 of 74) for those in the year 2019 who were not aware of the funding result. There was agreement that randomisation is an acceptable method for allocating Explorer Grant funds with 63% (

conclusionsThe Health Research Council's experience through the Explorer Grant scheme supports further uptake of a modified lottery.

Indexed as

LotteryPeer reviewResearch funding

Identifiers

PMID32025338
PMCPMC6996170
OpenAlexW3012943324

What OpenQuestion holds

Textmetadata
LicenceCC BY
Read underepoch 390

Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.