Evidence map›Paper›PMID 28379526›Full record

ArticleInternational journal of epidemiology2018

The challenging interpretation of instrumental variable estimates under monotonicity.

Sonja A Swanson, Miguel A Hernán

Abstract read
In one paragraph

Article in International journal of epidemiology, 2018. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 40 papers, 2 of them syntheses that pooled it.

0numbers the graph read from it
0cells of the map it votes in
40citing papers in PubMed, 2 pooled it
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

40 citing papers in PubMed, 2 syntheses or guidelines pooled it.

  1. Pooled it
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  4. Observational
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  7. Unraveling the brain-joint axis: genetic, transcriptomic, and cohort insights from neuroticism to osteoarthritis.Mammalian genome : official journal of the International Mammalian Genome Society · 2025
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  14. Influence of body mass index on health complains and life satisfaction.Quality of life research : an international journal of quality of life aspects of treatment, care and rehabilitation · 2024
    Article
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4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

2 authors.

Sonja A SwansonDepartment of Epidemiology, Erasmus Medical Center, Rotterdam, The Netherlands.
Miguel A HernánDepartment of Epidemiology, Harvard T. H. Chan School of Public Health, Boston, MA, USA.

Funding

Dynamic strategies for the clinical management of HIV diseaseR01AI102634 · NIAID · HARVARD SCHOOL OF PUBLIC HEALTH · PI HERNAN, MIGUEL · 2013 to 2017
$2.6M
NIAID NIH HHS R01 AI102634
6 · The paper itself

Abstract

Background: Instrumental variable (IV) methods are often used to identify 'local' causal effects in a subgroup of the population of interest. Such 'local' effects may not be ideal for informing clinical or policy decision making. When the instrument is non-causal, additional difficulties arise for interpreting 'local' effects. Little attention has been paid to these difficulties, even though commonly proposed instruments in epidemiology are non-causal (e.g. proxies for physician's preference; genetic variants in some Mendelian randomization studies). Methods: For IV estimates obtained from both causal and non-causal instruments under monotonicity, we present results to help investigators pose four questions about the local effect estimates obtained in their studies. (1) To what subgroup of the population does the effect pertain? Can we (2) estimate the size of or (3) describe the characteristics of this subgroup relative to the study population? (4) Can the sensitivity of the effect estimate to deviations from monotonicity be quantified? Results: We show that the common interpretations and approaches for answering these four questions are generally only appropriate in the case of causal instruments. Conclusions: Appropriate interpretation of an IV estimate under monotonicity as a 'local' effect critically depends on whether the proposed instrument is causal or non-causal. The results and formal proofs presented here can help in the transparent reporting of IV results and in enhancing the use of IV estimates in informing decision-making efforts.

Indexed as

BiasPractice Patterns, Physicians'Data Interpretation, StatisticalGenetic VariationHumansMendelian Randomization AnalysisModels, Statistical

Identifiers

PMID28379526
PMCPMC6124612

What OpenQuestion holds

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Registered trials

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Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.