Evidence map›Paper›PMID 21686085›Full record

ArticleThe international journal of biostatistics2011

Clarifying the role of principal stratification in the paired availability design.

Stuart G Baker, Karen S Lindeman, Barnett S Kramer

Abstract readComment
In one paragraph

Article in The international journal of biostatistics, 2011. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 3 papers.

0numbers the graph read from it
0cells of the map it votes in
3citing papers in PubMed
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

3 citing papers in PubMed.

  1. Article
  2. Article
  3. The risky reliance on small surrogate endpoint studies when planning a large prevention trial.Journal of the Royal Statistical Society. Series A, (Statistics in Society) · 2013
    Article
4 · The record

Corrections and comments

5 · Who and what money

Authors and funding

3 authors.

Stuart G BakerNational Institutes of Health, USA.
Karen S Lindeman
Barnett S Kramer

Funding

No grant is acknowledged in the PubMed record.

6 · The paper itself

Abstract

The paired availability design for historical controls postulated four classes corresponding to the treatment (old or new) a participant would receive if arrival occurred during either of two time periods associated with different availabilities of treatment. These classes were later extended to other settings and called principal strata. Judea Pearl asks if principal stratification is a goal or a tool and lists four interpretations of principal stratification. In the case of the paired availability design, principal stratification is a tool that falls squarely into Pearl's interpretation of principal stratification as "an approximation to research questions concerning population averages." We describe the paired availability design and the important role played by principal stratification in estimating the effect of receipt of treatment in a population using data on changes in availability of treatment. We discuss the assumptions and their plausibility. We also introduce the extrapolated estimate to make the generalizability assumption more plausible. By showing why the assumptions are plausible we show why the paired availability design, which includes principal stratification as a key component, is useful for estimating the effect of receipt of treatment in a population. Thus, for our application, we answer Pearl's challenge to clearly demonstrate the value of principal stratification.

Indexed as

CausalityModels, StatisticalRandomized Controlled Trials as TopicResearch DesignHumanscausal inferencepaired availability designprincipal stratification

Identifiers

PMID21686085
PMCPMC3114955

What OpenQuestion holds

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Registered trials

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Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.