Evidence map›Paper›PMID 20802325›Full record

ArticleCritical care medicine2010

Surrogate consent for research involving adults with impaired decision making: survey of Institutional Review Board practices.

Michelle Ng Gong, Gary Winkel, Rosamond Rhodes, Lynne D Richardson, Jeffrey H Silverstein

Abstract read
In one paragraph

Article in Critical care medicine, 2010. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 24 papers, 1 of them a synthesis that pooled it.

0numbers the graph read from it
0cells of the map it votes in
24citing papers in PubMed, 1 pooled it
4.6field-weighted citation impact, top 6% of its field
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

24 citing papers in PubMed, 1 synthesis or guideline pooled it, 47 citations in OpenAlex.

  1. Pooled it
  2. Article
  3. Recruiting People With Dementia in Emergency Research: Insights From Geriatric Emergency Care Applied Research 2.0 Network (GEAR 2.0) Pilot Studies.Academic emergency medicine : official journal of the Society for Academic Emergency Medicine · 2026
    Article
  4. The authors reply.Critical care medicine · 2025
    Article
  5. Vulnerable Research Participant Policies at U.S. Academic Institutions.Journal of empirical research on human research ethics : JERHRE · 2024
    Article
  6. Article
  7. Article
  8. Article
  9. Medical Decision-Making in Oncology for Patients Lacking Capacity.American Society of Clinical Oncology educational book. American Society of Clinical Oncology. Annual Meeting · 2020
    Review
  10. Article
  11. Article
  12. Article
  13. Article
  14. Article
  15. Article
  16. Article
  17. Public's approach to surrogate consent for dementia research: cautious pragmatism.The American journal of geriatric psychiatry : official journal of the American Association for Geriatric Psychiatry · 2013
    Article
  18. Article
  19. Article
  20. Article
4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

5 authors at 3 institutions in 1 country.

Michelle Ng GongDivision of Critical Care Medicine, Montefiore Medical Center, Department of Epidemiology and Population Health, Albert Einstein College of Medicine, Bronx, NY, USA. mgong@montefiore.org
Gary Winkel
Rosamond Rhodes
Lynne D Richardson
Jeffrey H Silverstein
Icahn School of Medicine at Mount Sinai · USAlbert Einstein College of Medicine · USCity University of New York · US

Funding

Early Insulin Therapy and Development of ARDSR01HL086667 · NHLBI · ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI · PI GONG, MICHELLE NG · 2007 to 2011
$2.2M
Surrogate Consent in ResearchR01HL084060 · NHLBI · ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI · PI GONG, MICHELLE NG · 2006 to 2010
$2.1M
NHLBI NIH HHS HL084060NHLBI NIH HHS HL086667NHLBI NIH HHS R01 HL084060NHLBI NIH HHS R01 HL086667
6 · The paper itself

Abstract

objectivesMost critically ill adults have impaired decision-making capacity and are unable to consent to research. Yet, little is known about how Institutional Review Boards interpret the Common Rule's call for safeguards in research involving incapacitated adults. We aimed to examine Institutional Review Board practices on surrogate consent and other safeguards to protect incapacitated adults in research. DESIGN, SETTINGS, AND

participantsA cross-sectional survey of 104 Institutional Review Boards from a random sample of U.S. institutions engaged in adult human subject research (response rate, 68%) in 2007 and 2008.

interventionsNone. MEASUREMENTS: Institutional Review Board acceptance of surrogate consent, research risks, and other safeguards in research involving incapacitated adults. MAIN

resultsInstitutional Review Boards reported that, in the previous year, they sometimes (49%), frequently (33%), or very frequently (2%) reviewed studies involving patients in the intensive care unit. Six Institutional Review Boards (6%) do not accept surrogate consent for research from any persons, and 22% of Institutional Review Boards accept only an authorized proxy, spouse, or parent as surrogates, excluding adult children and other family. Institutional Review Boards vary in their limits on research risks in studies involving incapacitated adults: 15% disallow any research regardless of risk in studies without direct benefit, whereas 39% allow only minimal risks. When there was potential benefit, fewer Institutional Review Boards limit the risk at minimal (11%; p < .001). Even in populations at high risk for impaired decision making, many Institutional Review Boards rarely or never required procedures to determine capacity (13%-21%). Institutional Review Boards also varied in their use of independent monitors, research proxies, and advanced research directives.

conclusionsMuch variability exists in Institutional Review Board surrogate consent practices and limits on risks in studies involving incapacitated adults. This variability may have adverse consequences for needed research involving incapacitated adults. Clarification of current regulations is needed to provide guidance.

Indexed as

Ethics Committees, ResearchThird-Party ConsentBiomedical ResearchCross-Sectional StudiesFamilyFemaleHealth Care SurveysHumansIntensive Care UnitsMaleMiddle AgedOrganizational PolicyParentsRisk AssessmentSpousesUnited States

Identifiers

PMID20802325
PMCPMC3939835
OpenAlexW2056051519

What OpenQuestion holds

Textmetadata
LicenceTDM
Read underepoch 390

Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the OpenQuestion graph.